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Application & Compliance Audit for a Regulated Broker

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Case study
Compliance Audit

Application & Compliance Audit for a Regulated Broker

A code-level review that caught exposures an external scan walks straight past.

Snapshot
Client
An FCA-regulated insurance broker with a customer-facing quote & application tool
Outcome
From openly exposed to defensible
The problem

Serious problems hidden in the code

An FCA-regulated insurance broker had a customer-facing quote and application tool with serious problems hidden in its code. A full-access credential for the customer database had been left in a forgotten, publicly downloadable copy of the app, regulated bank details were being handled in visitors’ browsers and sent to third parties in plain text, the app’s own endpoints accepted anonymous changes to customer records, and sensitive health data was handled insecurely with a privacy notice that did not exist.

What we did

A single roadmap, ordered by real-world risk

We reviewed the codebase and confirmed the findings against the live site, then delivered a single prioritised roadmap ordered by real-world risk. It began with a same-day list to rotate the exposed credentials, remove the forgotten file and stop collecting bank details in the browser, followed by phased work to lock down the endpoints, move sensitive data to a secure server-side flow, and close the compliance gaps. We were equally clear about what the app already got right, so effort went where it mattered.

The impact

A clear plan, led by the exposures that mattered

The client received a clear, actionable plan that took the app from openly exposed to genuinely defensible, led by the handful of live exposures that mattered most. The worst of them, a full customer-database credential, was the kind of finding an external scan walks straight past and only a code-level review catches.

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